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Complete appoints compliance monitoring officer

The Complete Network has appointed Alison Griffiths as compliance monitoring officer.

Reporting to Bill Warren, Completes compliance director, Griffiths conducts compliance monitoring across the networks appointed representative member firms, combining site visits with desk-based monitoring using the home buyer systems compliance monitor facility.

Griffiths is AFPC qualified, has twenty years experience in the financial services industry, and for ten years was a partner in a Wales-based IFA firm, with the last six years as the majority partner.

Warren says: Control over ARs is an essential aspect of a principals responsibilities and this can only be achieved by constant pro-active monitoring.

We are delighted to welcome Alison in the compliance monitoring role and we are confident that her knowledge and experience will stengthen the networks effectiveness and also provide valuable compliance support to our AR members.


Sales appointment

Praxis has appointed Dudley Aldous as sales and marketing director.

EXCLUSIVE: UKValuation loses senior staff to Hometrack

Two senior staff members of UKValuation, a subsidiary of Countrywide Financial Corp, have jumped ship to join rival automated valuations company Hometrack.The provider of automated valuations revealed earlier this week that chief executive officer Graeme Winser and sales director Guy Weightman recently resigned. It has now emerged that both men have joined Hometrack, UKValuation’s biggest […]

InterBay employee is first to pass CeCM exams

InterBay Funding, the UK’s new commercial lender, has announced thatunderwriting manager, Tim Shutler, is one of the first in the industry totake and pass the Certificate of Commercial Mortgage exams.The CeCM were launched in May 2006 by the Institute of FinancialServices, as an additional qualification to the CeMAP exams.Shutler joined the InterBay team on February […]

FSA appoints chairman of Smaller Business Practitioner Panel

The Financial Services Authority has appointed Mark Rothery as chairman of the Smaller Businesses Practitioner Panel. He succeeds Ruthven Gemmell who, having served a two year term as chairman – stands down and assumes the role of deputy chairman for one year. Rothery is chief executive of the Ancient Order of Foresters Friendly Society. The […]


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