The Complete Network has appointed Alison Griffiths as compliance monitoring officer.
Reporting to Bill Warren, Completes compliance director, Griffiths conducts compliance monitoring across the networks appointed representative member firms, combining site visits with desk-based monitoring using the home buyer systems compliance monitor facility.
Griffiths is AFPC qualified, has twenty years experience in the financial services industry, and for ten years was a partner in a Wales-based IFA firm, with the last six years as the majority partner.
Warren says: Control over ARs is an essential aspect of a principals responsibilities and this can only be achieved by constant pro-active monitoring.
We are delighted to welcome Alison in the compliance monitoring role and we are confident that her knowledge and experience will stengthen the networks effectiveness and also provide valuable compliance support to our AR members.